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The basics of a compliance framework | Sinead O’Connor, DQ | April 2024

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23 April 09:30 AM

Launchpad, Ground Floor, Hillary House, Prospect Hill

Join us for an insightful workshop led by Sinead O'Connor from DQ Advocates, a seasoned expert in regulatory compliance with over 25 years of experience. Designed for license holders, designated businesses with smaller compliance functions, and newcomers to the compliance profession, this workshop will provide essential guidance on establishing and maintaining an effective compliance framework.

Agenda:

  1. Introduction to Compliance Frameworks: Understand the fundamental principles of compliance frameworks and their importance in ensuring regulatory adherence.

  2. Designing a Compliance Framework: Gain practical insights on how to initiate and structure a compliance framework tailored to your organization's needs.

  3. Best Practices in Compliance Maintenance: Learn strategies for keeping your compliance framework up to date and aligned with evolving regulatory requirements.

  4. Evidencing Good Governance: Explore techniques for demonstrating a high standard of governance around compliance to stakeholders and regulators.

  5. Interactive Discussions and Q&A: Engage in interactive discussions with Sinead O'Connor and fellow participants to address specific challenges and questions.

Who Should Attend:

  • License holders seeking to enhance their compliance practices.
  • Designated businesses with limited compliance functions.
  • Individuals new to the compliance profession looking to build foundational knowledge.

Key Takeaways:

  • Practical guidance on initiating and maintaining a compliance framework.
  • Insights into best practices for demonstrating compliance governance.
  • Networking opportunities with industry peers and experts.

About the Host:

Sinead O'Connor brings extensive expertise in regulatory compliance, gained through years of advising diverse businesses. As a passionate advocate for compliance as a business benefit, she is committed to sharing her knowledge and empowering organizations to navigate regulatory landscapes effectively.

Don't miss this opportunity to gain invaluable insights into the basics of compliance frameworks.

Click here to book your place